| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| BOCI SECURITIES LIMITED | Rep | 證券交易 | 2015-11-03 | 2018-11-13 |
| Merrill Lynch (Asia Pacific) Limited | Rep | 證券交易 | 2014-10-13 | 2015-08-05 |
| Merrill Lynch Far East Limited | Rep | 證券交易 | 2014-10-13 | 2015-08-05 |
| BOCI SECURITIES LIMITED | Rep | 證券交易 | 2005-03-14 | 2013-05-30 |
| TOKAI TOKYO SECURITIES (ASIA) LIMITED | Rep | 證券交易 | 2004-08-27 | 2004-12-31 |