| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| HANTEC FUTURES LIMITED | Rep | 期貨合約交易 | 2025-07-02 | - |
| HANTEC SECURITIES CO., LIMITED | Rep | 證券交易 | 2025-07-02 | - |
| HANTEC FUTURES LIMITED | Rep | 期貨合約交易 | 2018-10-29 | 2022-07-27 |
| HANTEC SECURITIES CO., LIMITED | Rep | 證券交易 | 2018-10-29 | 2022-07-27 |
| GUOYUAN FUTURES (HONG KONG) LIMITED | Rep | 期貨合約交易 | 2014-07-31 | 2018-10-16 |
| GUOYUAN SECURITIES BROKERAGE (HONG KONG) LIMITED | Rep | 證券交易 | 2014-07-31 | 2018-10-16 |
| BOCI SECURITIES LIMITED | Rep | 槓桿式外匯交易 | 2011-09-07 | 2014-07-24 |
| Rep | 期貨合約交易 | 2005-11-11 | 2014-07-24 | |
| BOCI COMMODITIES & FUTURES LIMITED | Rep | 期貨合約交易 | 2005-01-27 | 2011-01-27 |
| BOCI SECURITIES LIMITED | Rep | 證券交易 | 2005-01-27 | 2014-07-24 |
| FT Securities Limited | Rep | 證券交易 | 2004-04-06 | 2005-01-25 |
| JEFFERIES BACHE (HONG KONG) LIMITED | Rep | 期貨合約交易 | 2004-04-06 | 2005-01-25 |
| SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED | Rep | 提供自動化交易服務 | 2003-04-01 | 2003-09-11 |
| Rep | 就機構融資提供意見 | 2003-04-01 | 2004-03-19 | |
| Rep | 就證券提供意見 | 2003-04-01 | 2004-03-19 | |
| Rep | 提供資產管理 | 2003-04-01 | 2004-03-19 | |
| Rep | 證券交易 | 2003-04-01 | 2004-03-19 |
已採集記錄中暫無金管局登記。