| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG FUTURES LIMITED | Rep | 期貨合約交易 | 2019-04-01 | - |
| CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED | Rep | 就證券提供意見 | 2019-04-01 | - |
| Rep | 證券交易 | 2019-03-18 | - | |
| BOCI SECURITIES LIMITED | Rep | 期貨合約交易 | 2005-10-14 | 2011-07-27 |
| BOCI COMMODITIES & FUTURES LIMITED | Rep | 期貨合約交易 | 2004-03-13 | 2011-01-27 |
| BOCI SECURITIES LIMITED | Rep | 證券交易 | 2004-03-13 | 2019-02-01 |