| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| ARTA GLOBAL MARKETS LIMITED | Rep | 提供資產管理 | 2024-06-12 | - |
| Arta Global Futures Limited | RO | 期貨合約交易 | 2022-12-14 | - |
| ARTA GLOBAL MARKETS LIMITED | RO | 就證券提供意見 | 2022-12-14 | - |
| RO | 證券交易 | 2022-12-14 | - | |
| BOCI ASIA LIMITED | RO | 證券交易 | 2016-11-04 | 2022-03-01 |
| BOCI SECURITIES LIMITED | RO | 就證券提供意見 | 2016-11-04 | 2022-03-01 |
| RO | 期貨合約交易 | 2016-11-04 | 2022-03-01 | |
| RO | 證券交易 | 2016-11-04 | 2022-03-01 | |
| BOCI ASIA LIMITED | Rep | 證券交易 | 2016-09-08 | 2016-11-04 |
| BOCI SECURITIES LIMITED | Rep | 就證券提供意見 | 2014-03-04 | 2016-11-04 |
| Rep | 期貨合約交易 | 2005-10-13 | 2016-11-04 | |
| BOCI COMMODITIES & FUTURES LIMITED | Rep | 期貨合約交易 | 2005-03-24 | 2011-01-27 |
| BOCI SECURITIES LIMITED | Rep | 證券交易 | 2005-03-24 | 2016-11-04 |
已採集記錄中暫無金管局登記。