Personnel Hong Kong SFC License Details (ID 71137)

Personnel Hong Kong SFC License Details (ID 71137)

主要資料證監會牌照公開紀律行動

證監會牌照

沒有開始日期的人士至少自現行登記冊於2003年4月1日啟用時起已擔任該職位。

顯示機構舊稱

只顯示現有牌照

機構	角色	受規管活動	開始日期	結束日期
GUOTAI JUNAN FUTURES (HONG KONG) LIMITED	Rep	期貨合約交易	2022-12-12	-
GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED	Rep	就證券提供意見	2022-12-12	-
	Rep	證券交易	2022-12-12	-
GUOTAI JUNAN FUTURES (HONG KONG) LIMITED	RO	期貨合約交易	2020-12-23	2022-12-12
GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED	RO	就證券提供意見	2020-12-23	2022-12-12
	RO	證券交易	2020-12-23	2022-12-12
GUOTAI JUNAN FUTURES (HONG KONG) LIMITED	Rep	就期貨合約提供意見	2019-02-27	-
GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED	Rep	就證券提供意見	2019-02-27	2020-12-23
GUOTAI JUNAN FUTURES (HONG KONG) LIMITED	Rep	期貨合約交易	2019-02-01	2020-12-23
GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED	Rep	證券交易	2019-02-01	2020-12-23
CHINA MERCHANTS FUTURES (HK) CO., LIMITED	Rep	期貨合約交易	2017-03-08	2019-01-18
CHINA MERCHANTS SECURITIES (HK) CO., LIMITED	Rep	證券交易	2017-03-08	2019-01-18
BOCI SECURITIES LIMITED	Rep	期貨合約交易	2011-05-12	2017-01-27
	Rep	就證券提供意見	2010-08-02	2017-01-27
	Rep	證券交易	2010-08-02	2017-01-27