| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Nittan Securities Asia Limited | RO | 期貨合約交易 | 2015-08-28 | - |
| RO | 證券交易 | 2015-08-28 | - | |
| BOCI SECURITIES LIMITED | Rep | 期貨合約交易 | 2010-01-14 | 2012-09-14 |
| Rep | 就證券提供意見 | 2009-06-29 | 2011-11-10 | |
| Rep | 證券交易 | 2009-06-29 | 2012-09-14 | |
| Rep | 就證券提供意見 | 2008-09-30 | 2009-05-18 | |
| Rep | 證券交易 | 2008-09-30 | 2009-05-18 |