| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| BOCI SECURITIES LIMITED | Rep | 就證券提供意見 | 2020-12-17 | 2025-05-14 |
| Rep | 槓桿式外匯交易 | 2012-07-12 | 2014-11-26 | |
| Rep | 期貨合約交易 | 2009-03-24 | 2025-05-14 | |
| Rep | 證券交易 | 2008-03-25 | 2025-05-14 | |
| Rep | 就證券提供意見 | 2008-02-20 | 2011-11-10 | |
| CENTALINE WEALTH MANAGEMENT LIMITED | Rep | 就證券提供意見 | 2006-10-24 | 2008-02-12 |
| CASH Wealth Management Limited | Rep | 就證券提供意見 | 2005-10-31 | 2006-10-09 |