| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| KEYSTONE CAPITAL LIMITED (HK) | Rep | 提供資產管理 | 2024-05-13 | - |
| Rep | 就證券提供意見 | 2024-04-11 | - | |
| Rep | 證券交易 | 2024-04-11 | - | |
| BOCI SECURITIES LIMITED | Rep | 槓桿式外匯交易 | 2013-10-02 | 2015-02-13 |
| Rep | 期貨合約交易 | 2012-06-25 | 2024-02-23 | |
| Rep | 就證券提供意見 | 2011-08-04 | 2024-02-23 | |
| Rep | 證券交易 | 2011-08-04 | 2024-02-23 | |
| FORTUNE (HK) SECURITIES LIMITED | Rep | 證券交易 | 2011-05-20 | 2011-06-28 |