| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Guotai Junan FX Limited | Rep | 槓桿式外匯交易 | 2020-06-15 | - |
| GUOTAI JUNAN FUTURES (HONG KONG) LIMITED | Rep | 就期貨合約提供意見 | 2019-03-05 | - |
| GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED | Rep | 就證券提供意見 | 2019-03-05 | - |
| GUOTAI JUNAN FUTURES (HONG KONG) LIMITED | Rep | 期貨合約交易 | 2019-02-15 | - |
| GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED | Rep | 證券交易 | 2019-02-15 | - |
| CHINA MERCHANTS FUTURES (HK) CO., LIMITED | Rep | 期貨合約交易 | 2017-06-22 | 2019-01-25 |
| CHINA MERCHANTS SECURITIES (HK) CO., LIMITED | Rep | 證券交易 | 2017-06-22 | 2019-01-25 |
| BOCI SECURITIES LIMITED | Rep | 槓桿式外匯交易 | 2011-09-23 | 2015-02-05 |
| Rep | 期貨合約交易 | 2010-08-31 | 2017-04-03 | |
| Rep | 就證券提供意見 | 2008-04-15 | 2017-04-03 | |
| Rep | 證券交易 | 2008-04-15 | 2017-04-03 |
已採集記錄中暫無金管局登記。