| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| BOCI SECURITIES LIMITED | Rep | 就證券提供意見 | 2021-02-09 | - |
| Rep | 槓桿式外匯交易 | 2011-06-22 | 2014-11-26 | |
| Rep | 期貨合約交易 | 2010-12-09 | - | |
| Rep | 證券交易 | 2010-12-09 | - | |
| HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | 槓桿式外匯交易 | 2010-07-05 | 2010-11-27 |
| HAITONG INTERNATIONAL FUTURES LIMITED | Rep | 就期貨合約提供意見 | 2009-07-22 | 2010-11-27 |
| Rep | 期貨合約交易 | 2009-07-22 | 2010-11-27 | |
| HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | 就證券提供意見 | 2008-10-27 | 2010-11-27 |
| Rep | 證券交易 | 2007-10-08 | 2010-11-27 | |
| OnePlatform Asset Management Limited | Rep | 就證券提供意見 | 2006-11-03 | 2007-01-03 |