| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| HAITONG INTERNATIONAL FUTURES LIMITED | Rep | 期貨合約交易 | 2017-12-14 | 2021-03-04 |
| HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | 證券交易 | 2017-12-14 | 2021-03-04 |
| BOCI SECURITIES LIMITED | Rep | 槓桿式外匯交易 | 2012-04-17 | 2014-11-24 |
| Rep | 期貨合約交易 | 2008-05-21 | 2017-11-21 | |
| Rep | 證券交易 | 2008-03-04 | 2017-11-21 |