| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED | Rep | 就證券提供意見 | 2021-06-28 | 2021-11-16 |
| Rep | 證券交易 | 2021-06-28 | 2021-11-16 | |
| BOCI SECURITIES LIMITED | Rep | 期貨合約交易 | 2010-09-22 | 2019-09-02 |
| Rep | 證券交易 | 2010-09-22 | 2019-09-02 | |
| Morgan Stanley Asia Limited | Rep | 就機構融資提供意見 | - | 2004-02-11 |
| Rep | 就證券提供意見 | - | 2004-02-11 | |
| Rep | 提供自動化交易服務 | - | 2004-02-11 | |
| Rep | 證券交易 | - | 2010-08-18 | |
| Morgan Stanley Hong Kong Futures Limited | Rep | 提供自動化交易服務 | - | 2004-02-11 |
| Rep | 期貨合約交易 | - | 2010-08-18 |