| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Harmonia Capital Limited | Rep | 提供資產管理 | 2023-04-11 | - |
| RO | 證券交易 | 2020-12-23 | - | |
| Rep | 就證券提供意見 | 2020-12-02 | - | |
| Rep | 證券交易 | 2020-12-02 | 2020-12-23 | |
| BOCI SECURITIES LIMITED | Rep | 就證券提供意見 | 2020-07-07 | 2020-11-20 |
| Rep | 槓桿式外匯交易 | 2011-09-07 | 2014-11-25 | |
| Rep | 期貨合約交易 | 2007-01-26 | 2020-11-20 | |
| Rep | 證券交易 | 2007-01-26 | 2020-11-20 | |
| HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | 槓桿式外匯交易 | 2004-08-07 | 2007-01-22 |
| HAITONG INTERNATIONAL FUTURES LIMITED | Rep | 期貨合約交易 | 2003-07-25 | 2007-01-22 |
| HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | 就機構融資提供意見 | 2003-04-01 | 2003-07-17 |
| Rep | 就證券提供意見 | 2003-04-01 | 2003-07-17 | |
| Rep | 提供資產管理 | 2003-04-01 | 2003-07-17 | |
| Rep | 提供自動化交易服務 | 2003-04-01 | 2003-07-17 | |
| Rep | 證券交易 | 2003-04-01 | 2007-01-22 |
已採集記錄中暫無金管局登記。