| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| BOCI SECURITIES LIMITED | Rep | 就證券提供意見 | 2020-12-23 | - |
| Rep | 槓桿式外匯交易 | 2014-01-27 | 2014-11-26 | |
| Rep | 期貨合約交易 | 2011-07-08 | - | |
| Rep | 證券交易 | 2011-07-08 | - | |
| ICBC INTERNATIONAL FUTURES LIMITED | Rep | 期貨合約交易 | 2010-03-02 | 2011-07-06 |
| ICBC INTERNATIONAL SECURITIES LIMITED | Rep | 證券交易 | 2010-03-02 | 2011-07-06 |
| HAI TONG SECURITIES (HK) BROKERAGE LIMITED | Rep | 期貨合約交易 | 2008-11-06 | 2010-03-01 |
| Rep | 證券交易 | 2008-03-20 | 2010-03-01 |