| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| AVENUE INVESTMENT MANAGEMENT LIMITED | Rep | 就證券提供意見 | 2025-07-23 | - |
| Rep | 提供資產管理 | 2025-07-23 | - | |
| Rep | 證券交易 | 2025-07-23 | - | |
| Avenue Family Office Limited | Rep | 就證券提供意見 | 2019-11-18 | - |
| Rep | 提供資產管理 | 2019-11-18 | - | |
| Rep | 證券交易 | 2019-11-18 | - | |
| BOCI SECURITIES LIMITED | Rep | 槓桿式外匯交易 | 2012-07-26 | 2012-08-27 |
| Rep | 期貨合約交易 | 2009-11-24 | 2012-08-27 | |
| Rep | 就證券提供意見 | 2007-11-08 | 2011-11-10 | |
| Rep | 證券交易 | 2007-11-08 | 2012-08-27 | |
| FWD Financial Planning Limited (HK) | Rep | 就證券提供意見 | 2007-08-03 | 2007-10-16 |
已採集記錄中暫無金管局登記。