| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| BOCI SECURITIES LIMITED | Rep | 槓桿式外匯交易 | 2012-09-11 | 2015-01-28 |
| Rep | 證券交易 | 2009-12-07 | - | |
| Merrill Lynch (Asia Pacific) Limited | Rep | 證券交易 | 2009-02-05 | 2009-06-26 |
| MERRILL LYNCH FUTURES (HONG KONG) LIMITED | Rep | 期貨合約交易 | 2009-02-05 | 2009-06-26 |
已採集記錄中暫無金管局登記。