| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| CMBC INTERNATIONAL FUTURES COMPANY LIMITED | Rep | 期貨合約交易 | 2024-08-29 | - |
| CMBC SECURITIES COMPANY LIMITED | Rep | 就證券提供意見 | 2024-08-29 | - |
| Rep | 證券交易 | 2024-08-29 | - | |
| Guotai Junan FX Limited | Rep | 槓桿式外匯交易 | 2021-03-24 | 2024-07-26 |
| GUOTAI JUNAN FUTURES (HONG KONG) LIMITED | Rep | 就期貨合約提供意見 | 2019-09-06 | 2024-07-26 |
| Rep | 期貨合約交易 | 2019-08-05 | 2024-07-26 | |
| GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED | Rep | 就證券提供意見 | 2019-08-05 | 2024-07-26 |
| Rep | 證券交易 | 2019-08-05 | 2024-07-26 | |
| BOCI SECURITIES LIMITED | Rep | 就證券提供意見 | 2018-09-06 | 2019-07-18 |
| Rep | 槓桿式外匯交易 | 2011-05-12 | 2014-11-28 | |
| Rep | 期貨合約交易 | 2005-10-13 | 2019-07-18 | |
| BOCI COMMODITIES & FUTURES LIMITED | Rep | 期貨合約交易 | 2003-12-09 | 2011-01-27 |
| BOCI SECURITIES LIMITED | Rep | 證券交易 | 2003-12-09 | 2019-07-18 |
已採集記錄中暫無金管局登記。