| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| GUOTAI JUNAN FUTURES (HONG KONG) LIMITED | Rep | 就期貨合約提供意見 | 2018-10-05 | - |
| Rep | 期貨合約交易 | 2018-10-05 | - | |
| GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED | Rep | 就證券提供意見 | 2018-10-05 | - |
| Rep | 證券交易 | 2018-10-05 | - | |
| CHINA MERCHANTS FUTURES (HK) CO., LIMITED | Rep | 期貨合約交易 | 2017-03-06 | 2018-09-14 |
| CHINA MERCHANTS SECURITIES (HK) CO., LIMITED | Rep | 證券交易 | 2017-03-06 | 2018-09-14 |
| BOCI SECURITIES LIMITED | Rep | 槓桿式外匯交易 | 2013-02-04 | 2014-11-26 |
| Rep | 期貨合約交易 | 2009-02-26 | 2017-02-21 | |
| Rep | 證券交易 | 2008-12-19 | 2017-02-21 |