| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| CMBC International Capital Limited | RO | 證券交易 | 2026-01-20 | - |
| CMBC SECURITIES COMPANY LIMITED | RO | 證券交易 | 2025-12-09 | - |
| CMBC International Capital Limited | Rep | 就機構融資提供意見 | 2024-06-13 | - |
| Rep | 證券交易 | 2024-06-13 | 2026-01-20 | |
| GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED | RO | 就證券提供意見 | 2013-08-02 | 2023-09-29 |
| RO | 證券交易 | 2013-08-02 | 2023-09-29 | |
| BOCI SECURITIES LIMITED | Rep | 證券交易 | 2007-06-22 | 2013-04-25 |
| FIRST SHANGHAI SECURITIES LIMITED | Rep | 證券交易 | 2006-09-15 | 2007-05-18 |