| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| BOCI-PRUDENTIAL ASSET MANAGEMENT LIMITED | Rep | 就證券提供意見 | 2010-03-01 | 2011-09-15 |
| Rep | 證券交易 | 2010-03-01 | 2011-09-15 | |
| AIA WEALTH MANAGEMENT COMPANY LIMITED | Rep | 就證券提供意見 | 2004-03-31 | 2009-08-01 |
| Manulife Investment Management (Hong Kong) Limited | Rep | 就機構融資提供意見 | - | 2003-10-10 |
| Rep | 就證券提供意見 | - | 2003-10-10 | |
| Rep | 提供資產管理 | - | 2003-10-10 | |
| Rep | 證券交易 | - | 2003-10-10 |