| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| SJS Markets Limited | Rep | 證券交易 | 2012-05-07 | 2013-03-01 |
| BOCI-PRUDENTIAL ASSET MANAGEMENT LIMITED | Rep | 就證券提供意見 | 2008-10-14 | 2012-04-11 |
| Rep | 證券交易 | 2008-08-29 | 2012-04-11 | |
| Manulife Investment Management (Hong Kong) Limited | Rep | 證券交易 | 2008-02-04 | 2008-08-01 |