| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| 313 CAPITAL MANAGEMENT LIMITED 313 | Rep | 就證券提供意見 | 2012-04-20 | 2015-05-12 |
| SOUTH CHINA SECURITIES LIMITED | Rep | 證券交易 | 2012-04-20 | 2015-05-12 |
| BOCI-PRUDENTIAL ASSET MANAGEMENT LIMITED | Rep | 就證券提供意見 | 2010-03-01 | 2012-03-30 |
| Rep | 證券交易 | 2010-03-01 | 2012-03-30 | |
| AIA WEALTH MANAGEMENT COMPANY LIMITED | Rep | 就機構融資提供意見 | - | 2004-06-05 |
| Rep | 提供資產管理 | - | 2005-01-19 | |
| Rep | 證券交易 | - | 2005-01-19 | |
| Rep | 就證券提供意見 | - | 2009-05-21 |