| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| BOCI-PRUDENTIAL ASSET MANAGEMENT LIMITED | Rep | 就證券提供意見 | 2017-11-16 | 2021-11-06 |
| Rep | 證券交易 | 2017-11-16 | 2021-11-06 | |
| BCT Financial Limited | Rep | 就證券提供意見 | 2015-05-11 | 2015-09-01 |
| Rep | 證券交易 | 2015-05-11 | 2015-09-01 | |
| SOUTHWEST SECURITIES (HK) BROKERAGE LIMITED | Rep | 就證券提供意見 | 2013-06-11 | 2013-12-31 |
| BOCI-PRUDENTIAL ASSET MANAGEMENT LIMITED | Rep | 就證券提供意見 | 2008-01-31 | 2013-03-15 |