| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| FWD Financial Planning Limited (HK) | Rep | 就證券提供意見 | 2014-08-26 | 2015-07-02 |
| Rep | 證券交易 | 2014-08-26 | 2015-07-02 | |
| BOCI-PRUDENTIAL ASSET MANAGEMENT LIMITED | Rep | 證券交易 | 2010-07-20 | 2012-03-31 |
| Rep | 就證券提供意見 | 2010-07-20 | 2014-05-08 | |
| Manulife Investment Management (Hong Kong) Limited | Rep | 就機構融資提供意見 | - | 2004-05-31 |
| Rep | 就證券提供意見 | - | 2004-05-31 | |
| Rep | 提供資產管理 | - | 2004-05-31 | |
| Rep | 證券交易 | - | 2010-03-06 |