| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Yunfeng Financial Markets Limited | Rep | 證券交易 | 2023-08-22 | - |
| BOCI-PRUDENTIAL ASSET MANAGEMENT LIMITED | Rep | 證券交易 | 2010-03-01 | 2012-03-31 |
| Rep | 就證券提供意見 | 2010-03-01 | 2014-01-08 | |
| AIA WEALTH MANAGEMENT COMPANY LIMITED | Rep | 就機構融資提供意見 | 2003-04-01 | 2004-06-05 |
| Rep | 提供資產管理 | 2003-04-01 | 2004-07-22 | |
| Rep | 證券交易 | 2003-04-01 | 2004-07-22 | |
| Rep | 就證券提供意見 | 2003-04-01 | 2009-03-20 |