| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Huafu International Finance Limited | RO | 就機構融資提供意見 | 2026-06-09 | - |
| Huafu International Securities Limited | RO | 證券交易 | 2026-06-09 | - |
| MAXA CAPITAL LIMITED | RO | 就機構融資提供意見 | 2023-01-10 | 2026-01-20 |
| RO | 證券交易 | 2023-01-10 | 2026-01-20 | |
| Rep | 就機構融資提供意見 | 2022-11-30 | 2023-01-10 | |
| Rep | 證券交易 | 2022-11-30 | 2023-01-10 | |
| EDDID CAPITAL LIMITED | RO | 就機構融資提供意見 | 2020-05-06 | 2022-05-13 |
| RO | 證券交易 | 2020-05-06 | 2022-05-13 | |
| SDIC SECURITIES CORPORATE FINANCE (HONG KONG) LIMITED | RO | 證券交易 | 2019-08-15 | 2020-05-01 |
| SDIC SECURITIES (HONG KONG) LIMITED | RO | 證券交易 | 2018-07-10 | 2020-05-01 |
| SDIC SECURITIES CORPORATE FINANCE (HONG KONG) LIMITED | RO | 就機構融資提供意見 | 2018-07-10 | 2020-05-01 |
| SDIC SECURITIES (HONG KONG) LIMITED | Rep | 證券交易 | 2018-05-10 | 2018-07-10 |
| SDIC SECURITIES CORPORATE FINANCE (HONG KONG) LIMITED | Rep | 就機構融資提供意見 | 2018-05-10 | 2018-07-10 |
| CELESTIAL CAPITAL LIMITED | RO | 就機構融資提供意見 | 2017-02-03 | 2018-02-28 |
| RO | 證券交易 | 2017-02-03 | 2018-02-28 | |
| CEB International Capital Corporation Limited | RO | 就機構融資提供意見 | 2016-10-12 | 2016-12-05 |
| RO | 證券交易 | 2016-10-12 | 2016-12-05 | |
| Rep | 就機構融資提供意見 | 2016-08-30 | 2016-10-12 | |
| Rep | 證券交易 | 2016-08-30 | 2016-10-12 | |
| Rep | 就證券提供意見 | 2016-08-30 | 2016-12-05 | |
| BOCOM International (Asia) Limited | RO | 證券交易 | 2015-09-07 | 2016-08-06 |
| RO | 就機構融資提供意見 | 2014-03-07 | 2016-08-06 | |
| Rep | 就機構融資提供意見 | 2011-09-12 | 2014-03-07 | |
| Rep | 證券交易 | 2011-09-12 | 2015-09-07 | |
| BOCI ASIA LIMITED | Rep | 就機構融資提供意見 | 2007-09-25 | 2011-08-05 |
| HAITONG INTERNATIONAL CAPITAL LIMITED | Rep | 就機構融資提供意見 | 2006-06-09 | 2007-08-21 |
已採集記錄中暫無金管局登記。