| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| CHINA INDUSTRIAL SECURITIES INTERNATIONAL CAPITAL LIMITED | RO | 就機構融資提供意見 | 2025-11-28 | - |
| RO | 證券交易 | 2025-11-28 | - | |
| Rep | 就機構融資提供意見 | 2025-11-25 | 2025-11-28 | |
| Rep | 證券交易 | 2025-11-25 | 2025-11-28 | |
| BOCOM International (Asia) Limited | RO | 證券交易 | 2022-09-22 | 2025-11-10 |
| RO | 就機構融資提供意見 | 2018-07-24 | 2025-11-10 | |
| Rep | 就機構融資提供意見 | 2017-08-02 | 2018-07-24 | |
| Rep | 證券交易 | 2017-08-02 | 2022-09-22 | |
| BOCI ASIA LIMITED | Rep | 就機構融資提供意見 | 2014-02-05 | 2017-07-14 |
| BOCOM International Securities Limited | Rep | 證券交易 | 2009-03-24 | 2014-01-06 |
| BOCOM International (Asia) Limited | Rep | 證券交易 | 2008-08-29 | 2014-01-06 |
| Rep | 就機構融資提供意見 | 2008-05-27 | 2014-01-06 | |
| BOCOM International Holdings Company Limited | Rep | 就證券提供意見 | 2008-02-26 | 2008-04-03 |
| BOCOM International Securities Limited | Rep | 就證券提供意見 | 2008-02-26 | 2008-06-04 |
金管局記錄暫時無法載入，請稍後重試。