| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| CHINA INDUSTRIAL SECURITIES INTERNATIONAL BROKERAGE LIMITED | RO | 就證券提供意見 | 2025-12-30 | - |
| RO | 證券交易 | 2025-12-30 | - | |
| CHINA INDUSTRIAL SECURITIES INTERNATIONAL CAPITAL LIMITED | RO | 就機構融資提供意見 | 2025-12-30 | - |
| RO | 證券交易 | 2025-12-30 | - | |
| CHINA INDUSTRIAL SECURITIES INTERNATIONAL BROKERAGE LIMITED | Rep | 就證券提供意見 | 2025-12-24 | 2025-12-30 |
| Rep | 證券交易 | 2025-12-24 | 2025-12-30 | |
| CHINA INDUSTRIAL SECURITIES INTERNATIONAL CAPITAL LIMITED | Rep | 就機構融資提供意見 | 2025-12-24 | 2025-12-30 |
| Rep | 證券交易 | 2025-12-24 | 2025-12-30 | |
| BOCOM International (Asia) Limited | RO | 就機構融資提供意見 | 2024-12-03 | 2025-11-20 |
| RO | 證券交易 | 2024-12-03 | 2025-11-20 | |
| BOCOM International Securities Limited | RO | 就證券提供意見 | 2024-12-03 | 2025-11-20 |
| RO | 證券交易 | 2024-12-03 | 2025-11-20 | |
| Rep | 就證券提供意見 | 2014-10-06 | 2024-12-03 | |
| BOCOM International (Asia) Limited | Rep | 就機構融資提供意見 | 2011-08-15 | 2024-12-03 |
| Rep | 證券交易 | 2011-08-15 | 2024-12-03 | |
| BOCOM International Securities Limited | Rep | 證券交易 | 2011-08-15 | 2024-12-03 |
| Rep | 就證券提供意見 | 2009-11-24 | 2011-08-15 |
已採集記錄中暫無金管局登記。