| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| CCB INTERNATIONAL CAPITAL LIMITED | RO | 就機構融資提供意見 | 2026-04-14 | - |
| RO | 證券交易 | 2026-04-14 | - | |
| Rep | 就證券提供意見 | 2026-01-19 | - | |
| Rep | 就機構融資提供意見 | 2026-01-19 | 2026-04-14 | |
| Rep | 證券交易 | 2026-01-19 | 2026-04-14 | |
| Guolian Securities International Capital Co., Limited | Rep | 證券交易 | 2025-06-13 | 2026-01-05 |
| Guolian Securities International Capital Market Co., Limited | RO | 就機構融資提供意見 | 2025-06-13 | 2026-01-05 |
| MAXA CAPITAL LIMITED | RO | 就機構融資提供意見 | 2023-11-22 | 2025-04-22 |
| Rep | 就機構融資提供意見 | 2023-08-23 | 2023-11-22 | |
| Rep | 證券交易 | 2023-08-23 | 2025-04-22 | |
| SDIC SECURITIES CORPORATE FINANCE (HONG KONG) LIMITED | Rep | 證券交易 | 2020-12-02 | 2023-03-04 |
| RO | 就機構融資提供意見 | 2019-02-26 | 2023-03-04 | |
| SDIC SECURITIES (HONG KONG) LIMITED | Rep | 證券交易 | 2016-08-09 | 2020-12-28 |
| SDIC SECURITIES CORPORATE FINANCE (HONG KONG) LIMITED | Rep | 就機構融資提供意見 | 2016-08-09 | 2019-02-26 |
| Ping An of China Capital (Hong Kong) Company Limited | Rep | 就機構融資提供意見 | 2013-06-04 | 2014-01-11 |
| Ping An Securities (Hong Kong) Holdings Company Limited | Rep | 證券交易 | 2013-06-04 | 2014-01-11 |
| BOCOM International (Asia) Limited | Rep | 就機構融資提供意見 | 2011-04-07 | 2013-05-24 |
| Rep | 證券交易 | 2011-04-07 | 2013-05-24 | |
| KINGSWAY CAPITAL LIMITED | Rep | 就機構融資提供意見 | 2010-01-18 | 2011-02-16 |
| KINGSWAY FINANCIAL SERVICES GROUP LIMITED | Rep | 就機構融資提供意見 | 2010-01-18 | 2011-02-16 |
已採集記錄中暫無金管局登記。