| CHINA INDUSTRIAL SECURITIES INTERNATIONAL BROKERAGE LIMITED | RO | 證券交易 | 2015-06-08 | 2020-09-04 |
| CHINA INDUSTRIAL SECURITIES INTERNATIONAL FUTURES LIMITED | RO | 期貨合約交易 | 2015-06-08 | 2020-09-04 |
| BOCOM International Securities Limited | Rep | 就證券提供意見 | 2012-06-18 | 2014-11-03 |
| Rep | 就期貨合約提供意見 | 2012-05-15 | 2014-11-03 |
| Rep | 期貨合約交易 | 2012-05-15 | 2014-11-03 |
| BOCOM International Holdings Company Limited | RO | 證券交易 | 2007-12-21 | 2008-03-03 |
| BOCOM International Securities Limited | RO | 證券交易 | 2007-12-21 | 2014-11-03 |
| Rep | 證券交易 | 2007-09-12 | 2007-12-21 |
| BOCOM International Holdings Company Limited | Rep | 證券交易 | 2005-08-26 | 2007-12-21 |
| Tung Shing Securities (Brokers) Limited | Rep | 就機構融資提供意見 | - | 2004-02-20 |
| Rep | 就證券提供意見 | - | 2004-02-20 |
| Rep | 提供資產管理 | - | 2004-02-20 |
| Rep | 證券交易 | - | 2005-08-24 |