| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| BOCOM International Securities Limited | Rep | 證券交易 | 2009-02-27 | 2026-07-14 |
| CITIC Securities Brokerage (HK) Limited | Rep | 證券交易 | 2006-08-11 | 2009-02-18 |
| TIFFIT SECURITIES (HONG KONG) LIMITED | Rep | 提供資產管理 | - | 2004-09-03 |
| Rep | 提供自動化交易服務 | - | 2004-09-03 | |
| Rep | 就機構融資提供意見 | - | 2006-02-01 | |
| Rep | 就證券提供意見 | - | 2006-03-03 | |
| Rep | 證券交易 | - | 2006-07-31 |