| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| FULBRIGHT FUTURES LIMITED | Rep | 期貨合約交易 | 2013-12-02 | 2020-01-17 |
| FULBRIGHT SECURITIES LIMITED | Rep | 證券交易 | 2013-12-02 | 2023-12-29 |
| BOCOM International Securities Limited | Rep | 期貨合約交易 | 2010-09-13 | 2013-11-29 |
| Rep | 證券交易 | 2010-09-13 | 2013-11-29 | |
| Beevest Securities Limited | Rep | 期貨合約交易 | 2005-04-11 | 2010-09-01 |
| Rep | 就機構融資提供意見 | - | 2003-11-18 | |
| Rep | 就證券提供意見 | - | 2003-11-18 | |
| Rep | 提供資產管理 | - | 2003-11-18 | |
| Rep | 證券交易 | - | 2010-09-01 |