| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| BOCOM International Securities Limited | Rep | 證券交易 | 2010-01-07 | - |
| Tung Shing Securities (Brokers) Limited | Rep | 證券交易 | 2003-12-11 | 2009-12-23 |
| CHRISTFUND SECURITIES LIMITED | Rep | 就機構融資提供意見 | 2003-04-01 | 2003-07-10 |
| Rep | 就證券提供意見 | 2003-04-01 | 2003-07-10 | |
| Rep | 提供資產管理 | 2003-04-01 | 2003-07-10 | |
| Rep | 證券交易 | 2003-04-01 | 2003-07-10 |