| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| ABCI Securities Company Limited | RO | 證券交易 | 2024-12-12 | - |
| Rep | 證券交易 | 2021-12-10 | 2024-12-12 | |
| BOCOM International Securities Limited | RO | 證券交易 | 2014-12-22 | 2021-11-30 |
| Rep | 期貨合約交易 | 2008-09-03 | 2021-11-30 | |
| Rep | 就證券提供意見 | 2007-09-12 | 2009-12-31 | |
| Rep | 證券交易 | 2007-09-12 | 2014-12-22 | |
| BOCOM International Holdings Company Limited | Rep | 就證券提供意見 | 2007-07-18 | 2008-03-03 |
| Rep | 證券交易 | 2007-07-18 | 2008-03-03 |