| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| SINOPAC SECURITIES (ASIA) LIMITED | Rep | 期貨合約交易 | 2023-05-11 | - |
| Rep | 證券交易 | 2023-05-11 | - | |
| SHENWAN HONGYUAN FUTURES (H.K.) LIMITED | Rep | 期貨合約交易 | 2020-12-02 | 2023-04-28 |
| SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED | Rep | 證券交易 | 2020-12-02 | 2023-04-28 |
| CHINA INDUSTRIAL SECURITIES INTERNATIONAL BROKERAGE LIMITED | Rep | 證券交易 | 2016-01-25 | 2020-11-19 |
| CHINA INDUSTRIAL SECURITIES INTERNATIONAL FUTURES LIMITED | Rep | 期貨合約交易 | 2016-01-25 | 2020-11-19 |
| BOCOM International Securities Limited | Rep | 期貨合約交易 | 2015-04-27 | 2016-01-08 |
| Rep | 期貨合約交易 | 2009-06-01 | 2010-11-30 | |
| Rep | 證券交易 | 2009-02-16 | 2016-01-08 | |
| PIPER JAFFRAY ASIA FUTURES LIMITED | Rep | 期貨合約交易 | 2005-05-17 | 2009-02-13 |
| PIPER JAFFRAY ASIA SECURITIES LIMITED | Rep | 證券交易 | 2005-05-17 | 2009-02-13 |
已採集記錄中暫無金管局登記。