| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| GAOYU SECURITIES LIMITED | Rep | 提供資產管理 | 2016-07-29 | 2019-09-06 |
| Adamas Asset Management (HK) Limited | Rep | 提供資產管理 | 2014-11-06 | 2016-05-01 |
| BOCOM International Securities Limited | Rep | 期貨合約交易 | 2011-03-31 | 2012-06-29 |
| Rep | 證券交易 | 2011-03-31 | 2012-06-29 | |
| Merrill Lynch Far East Limited | Rep | 期貨合約交易 | 2010-08-31 | 2011-03-21 |
| Merrill Lynch (Asia Pacific) Limited | Rep | 證券交易 | 2010-07-20 | 2011-03-21 |
| MERRILL LYNCH FUTURES (HONG KONG) LIMITED | Rep | 期貨合約交易 | 2010-07-20 | 2010-08-31 |