| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| BOCOM International Securities Limited | Rep | 證券交易 | 2008-06-20 | - |
| Rep | 期貨合約交易 | 2008-06-20 | 2011-11-30 | |
| VC BROKERAGE LIMITED | Rep | 提供自動化交易服務 | 2003-04-01 | 2003-08-26 |
| Rep | 就機構融資提供意見 | 2003-04-01 | 2004-06-08 | |
| Rep | 就證券提供意見 | 2003-04-01 | 2004-06-08 | |
| Rep | 提供資產管理 | 2003-04-01 | 2004-06-08 | |
| Rep | 證券交易 | 2003-04-01 | 2008-06-14 | |
| VC FUTURES LIMITED | Rep | 就期貨合約提供意見 | 2003-04-01 | 2004-06-08 |
| Rep | 提供資產管理 | 2003-04-01 | 2004-06-08 | |
| Rep | 期貨合約交易 | 2003-04-01 | 2008-06-14 |