| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| FIRST SHANGHAI FUTURES LIMITED | Rep | 期貨合約交易 | 2023-04-03 | 2025-09-26 |
| FIRST SHANGHAI SECURITIES LIMITED | Rep | 證券交易 | 2023-04-03 | 2025-09-26 |
| Well Link Securities Limited | Rep | 期貨合約交易 | 2022-05-13 | 2022-10-18 |
| Rep | 證券交易 | 2022-05-13 | 2022-10-18 | |
| BOCOM International Securities Limited | Rep | 期貨合約交易 | 2014-01-14 | 2021-12-31 |
| Rep | 期貨合約交易 | 2008-09-05 | 2010-11-30 | |
| Rep | 證券交易 | 2008-09-05 | 2021-12-31 | |
| CHRISTFUND FUTURES LIMITED | Rep | 期貨合約交易 | 2005-01-18 | 2008-09-01 |
| CHRISTFUND SECURITIES LIMITED | Rep | 就機構融資提供意見 | - | 2004-05-13 |
| Rep | 就證券提供意見 | - | 2004-05-13 | |
| Rep | 提供資產管理 | - | 2004-05-13 | |
| Rep | 證券交易 | - | 2008-09-01 |