| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Prime China Investments and Advisory Limited | Rep | 就證券提供意見 | 2019-09-24 | - |
| Rep | 提供資產管理 | 2019-09-24 | - | |
| Prime China Securities Limited | RO | 就證券提供意見 | 2019-05-29 | - |
| RO | 證券交易 | 2019-05-29 | - | |
| Rep | 證券交易 | 2019-02-28 | 2019-05-29 | |
| ARTA GLOBAL MARKETS LIMITED | Rep | 證券交易 | 2018-02-13 | 2019-02-21 |
| Rep | 證券交易 | 2017-06-29 | 2017-08-01 | |
| BOCOM International Securities Limited | Rep | 期貨合約交易 | 2009-06-29 | 2013-11-15 |
| Rep | 證券交易 | 2007-09-12 | 2013-11-15 | |
| BOCOM International Holdings Company Limited | Rep | 證券交易 | 2006-02-17 | 2008-03-03 |
| TAIPING ASSETS MANAGEMENT (HK) COMPANY LIMITED | Rep | 提供資產管理 | 2003-04-01 | 2006-01-03 |
已採集記錄中暫無金管局登記。