| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| ABCI Securities Company Limited | Rep | 證券交易 | 2021-03-04 | - |
| CHINA INDUSTRIAL SECURITIES INTERNATIONAL BROKERAGE LIMITED | Rep | 證券交易 | 2018-02-20 | 2021-02-18 |
| BOCOM International Securities Limited | Rep | 證券交易 | 2009-10-08 | 2018-02-08 |
| PO KAY SECURITIES & SHARES COMPANY LIMITED | Rep | 就機構融資提供意見 | 2003-04-01 | 2005-01-28 |
| Rep | 就證券提供意見 | 2003-04-01 | 2005-01-28 | |
| Rep | 提供資產管理 | 2003-04-01 | 2005-01-28 | |
| Rep | 提供自動化交易服務 | 2003-04-01 | 2005-01-28 | |
| Rep | 證券交易 | 2003-04-01 | 2009-10-07 |