| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| CHINA INDUSTRIAL SECURITIES INTERNATIONAL BROKERAGE LIMITED | Rep | 證券交易 | 2014-11-27 | - |
| CHINA INDUSTRIAL SECURITIES INTERNATIONAL FUTURES LIMITED | Rep | 期貨合約交易 | 2014-11-27 | - |
| BOCOM International Securities Limited | Rep | 期貨合約交易 | 2009-11-12 | 2014-11-07 |
| Rep | 證券交易 | 2009-11-12 | 2014-11-07 |