| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| SANFULL FUTURES LIMITED | Rep | 期貨合約交易 | 2017-08-10 | 2024-09-24 |
| SANFULL SECURITIES LIMITED | Rep | 證券交易 | 2017-08-10 | 2024-09-24 |
| BOCOM International Securities Limited | Rep | 期貨合約交易 | 2007-09-12 | 2017-08-04 |
| Rep | 證券交易 | 2007-09-12 | 2017-08-04 | |
| BOCOM International Holdings Company Limited | Rep | 期貨合約交易 | 2006-08-08 | 2008-03-03 |
| Rep | 證券交易 | 2006-08-08 | 2008-03-03 | |
| SPS COMMODITIES LIMITED | Rep | 就期貨合約提供意見 | - | 2004-08-25 |
| Rep | 提供資產管理 | - | 2004-08-25 | |
| Rep | 期貨合約交易 | - | 2006-07-15 | |
| SPS SECURITIES LIMITED | Rep | 就機構融資提供意見 | - | 2004-08-25 |
| Rep | 就證券提供意見 | - | 2004-08-25 | |
| Rep | 提供資產管理 | - | 2004-08-25 | |
| Rep | 證券交易 | - | 2006-07-15 |