| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| BOCOM International Securities Limited | Rep | 就證券提供意見 | 2018-03-16 | - |
| Rep | 證券交易 | 2009-12-14 | - | |
| RHB SECURITIES HONG KONG LIMITED | Rep | 證券交易 | 2006-07-24 | 2009-12-05 |
| CHRISTFUND SECURITIES LIMITED | Rep | 證券交易 | 2005-11-14 | 2006-07-07 |
| KWAI HUNG SECURITIES COMPANY LIMITED | Rep | 就機構融資提供意見 | 2003-04-01 | 2003-10-28 |
| Rep | 就證券提供意見 | 2003-04-01 | 2003-10-28 | |
| Rep | 提供資產管理 | 2003-04-01 | 2003-10-28 | |
| Rep | 證券交易 | 2003-04-01 | 2005-11-07 |
已採集記錄中暫無金管局登記。