| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| GAOYU SECURITIES LIMITED | RO | 就證券提供意見 | 2024-12-16 | - |
| RO | 提供資產管理 | 2024-04-30 | - | |
| RO | 證券交易 | 2024-04-30 | - | |
| VALUABLE CAPITAL LIMITED | RO | 就證券提供意見 | 2021-01-11 | 2023-09-30 |
| RO | 期貨合約交易 | 2021-01-11 | 2023-09-30 | |
| RO | 證券交易 | 2021-01-11 | 2023-09-30 | |
| FOUNDER FUTURES (HONG KONG) LIMITED | RO | 期貨合約交易 | 2020-05-19 | 2020-10-13 |
| FOUNDER SECURITIES (HONG KONG) LIMITED | RO | 就證券提供意見 | 2020-05-19 | 2020-10-13 |
| RO | 證券交易 | 2020-05-19 | 2020-10-13 | |
| FOUNDER FUTURES (HONG KONG) LIMITED | Rep | 期貨合約交易 | 2020-04-07 | 2020-05-19 |
| FOUNDER SECURITIES (HONG KONG) LIMITED | Rep | 就證券提供意見 | 2020-04-07 | 2020-05-19 |
| Rep | 證券交易 | 2020-04-07 | 2020-05-19 | |
| CHINA INDUSTRIAL SECURITIES INTERNATIONAL BROKERAGE LIMITED | RO | 就證券提供意見 | 2019-05-31 | 2020-03-31 |
| CHINA INDUSTRIAL SECURITIES INTERNATIONAL FUTURES LIMITED | RO | 期貨合約交易 | 2015-09-16 | 2020-03-31 |
| CHINA INDUSTRIAL SECURITIES INTERNATIONAL BROKERAGE LIMITED | RO | 證券交易 | 2015-01-28 | 2020-03-31 |
| Rep | 證券交易 | 2014-10-10 | 2015-01-28 | |
| CHINA INDUSTRIAL SECURITIES INTERNATIONAL FUTURES LIMITED | Rep | 期貨合約交易 | 2014-10-10 | 2015-09-16 |
| BOCOM International Securities Limited | Rep | 期貨合約交易 | 2011-03-03 | 2013-07-24 |
| Rep | 證券交易 | 2011-03-03 | 2013-07-24 | |
| I-ACCESS INVESTORS LIMITED | Rep | 期貨合約交易 | 2008-02-22 | 2009-01-19 |
| Rep | 證券交易 | 2008-02-22 | 2009-01-19 |
已採集記錄中暫無金管局登記。