| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| GAOYU SECURITIES LIMITED | RO | 提供資產管理 | 2019-10-22 | 2020-06-30 |
| Rep | 提供資產管理 | 2018-10-25 | 2019-10-22 | |
| Rep | 證券交易 | 2018-08-16 | 2020-06-30 | |
| Daiwa Capital Markets Hong Kong Limited | Rep | 期貨合約交易 | 2016-12-20 | 2018-07-17 |
| Rep | 證券交易 | 2016-12-20 | 2018-07-17 | |
| KGI ASIA LIMITED | Rep | 就證券提供意見 | 2015-09-24 | 2016-12-18 |
| Rep | 證券交易 | 2015-09-24 | 2016-12-18 | |
| RHB SECURITIES HONG KONG LIMITED | Rep | 證券交易 | 2015-04-15 | 2015-08-31 |
| BOCOM International Securities Limited | Rep | 證券交易 | 2008-03-27 | 2015-04-01 |
| CELESTIAL SECURITIES LIMITED | Rep | 證券交易 | 2007-03-01 | 2008-03-03 |