| BOCOM International Securities Limited | RO | 就期貨合約提供意見 | 2025-11-27 | - |
| RO | 就證券提供意見 | 2025-11-27 | - |
| RO | 期貨合約交易 | 2025-11-27 | - |
| RO | 證券交易 | 2025-11-27 | - |
| Rep | 就期貨合約提供意見 | 2025-09-25 | 2025-11-27 |
| Rep | 就證券提供意見 | 2025-09-25 | 2025-11-27 |
| Rep | 期貨合約交易 | 2025-09-25 | 2025-11-27 |
| Rep | 證券交易 | 2025-09-25 | 2025-11-27 |
| Tyric Capital Limited | RO | 就期貨合約提供意見 | 2025-03-24 | 2025-07-21 |
| Rep | 就證券提供意見 | 2025-03-24 | 2025-07-21 |
| Rep | 提供資產管理 | 2025-03-24 | 2025-07-21 |
| BOCOM International Securities Limited | Rep | 就證券提供意見 | 2018-03-16 | 2023-07-28 |
| RO | 就期貨合約提供意見 | 2015-12-02 | 2023-07-28 |
| RO | 期貨合約交易 | 2013-04-22 | 2023-07-28 |
| Rep | 期貨合約交易 | 2009-07-02 | 2013-04-22 |
| Rep | 證券交易 | 2009-07-02 | 2023-07-28 |
| SG Asset Finance (Hong Kong) Limited | Rep | 期貨合約交易 | 2008-10-13 | 2009-06-01 |
| Rep | 證券交易 | 2008-10-13 | 2009-06-01 |
| Newedge Broker Hong Kong Limited | Rep | 期貨合約交易 | 2008-05-28 | 2009-06-01 |
| Newedge Broker Limited | Rep | 提供自動化交易服務 | 2008-05-28 | 2009-06-01 |
| Rep | 期貨合約交易 | 2008-05-28 | 2009-06-01 |
| Rep | 證券交易 | 2008-05-28 | 2009-06-01 |
| HAITONG INTERNATIONAL FUTURES LIMITED | Rep | 期貨合約交易 | 2005-06-24 | 2008-05-24 |
| HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | 證券交易 | 2005-06-24 | 2008-05-24 |
| SOUTHWEST SECURITIES (HK) FUTURES LIMITED | Rep | 期貨合約交易 | 2004-08-16 | 2004-12-25 |