| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| ABCI Securities Company Limited | Rep | 證券交易 | 2026-07-22 | - |
| BOCOM International Securities Limited | Rep | 證券交易 | 2011-03-24 | 2026-07-14 |
| Tung Shing Securities (Brokers) Limited | Rep | 證券交易 | 2003-10-31 | 2011-03-16 |
| TSUN CHI YUEN SECURITIES COMPANY LIMITED | Rep | 證券交易 | 2003-09-29 | 2003-10-28 |
| BOCI SECURITIES LIMITED | Rep | 就機構融資提供意見 | 2003-04-01 | 2003-05-20 |
| Rep | 就證券提供意見 | 2003-04-01 | 2003-05-20 | |
| Rep | 提供資產管理 | 2003-04-01 | 2003-05-20 | |
| Rep | 證券交易 | 2003-04-01 | 2003-05-20 |