| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| ABCI Securities Company Limited | Rep | 證券交易 | 2023-11-02 | - |
| VALUABLE CAPITAL LIMITED | Rep | 證券交易 | 2020-09-24 | 2023-08-31 |
| CHINA INDUSTRIAL SECURITIES INTERNATIONAL BROKERAGE LIMITED | Rep | 證券交易 | 2015-01-19 | 2020-08-31 |
| BOCOM International Securities Limited | Rep | 證券交易 | 2010-09-29 | 2015-01-13 |
| Beevest Securities Limited | Rep | 期貨合約交易 | 2008-11-19 | 2010-09-18 |
| Rep | 證券交易 | 2007-06-05 | 2010-09-18 | |
| DELTA ASIA FINANCIAL FUTURES LIMITED | Rep | 就期貨合約提供意見 | 2003-04-01 | 2003-10-21 |
| Rep | 提供資產管理 | 2003-04-01 | 2003-10-21 | |
| Rep | 期貨合約交易 | 2003-04-01 | 2003-10-21 | |
| DELTA ASIA SECURITIES LIMITED | Rep | 就機構融資提供意見 | 2003-04-01 | 2003-10-21 |
| Rep | 就證券提供意見 | 2003-04-01 | 2003-10-21 | |
| Rep | 提供資產管理 | 2003-04-01 | 2003-10-21 | |
| Rep | 提供自動化交易服務 | 2003-04-01 | 2003-10-21 | |
| Rep | 證券交易 | 2003-04-01 | 2007-05-31 |
已採集記錄中暫無金管局登記。