| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| BOCOM International Securities Limited | Rep | 證券交易 | 2010-01-15 | 2014-01-27 |
| DELTA ASIA SECURITIES LIMITED | Rep | 證券交易 | 2008-04-15 | 2009-12-09 |
| UOB KAY HIAN (HONG KONG) LIMITED | Rep | 證券交易 | 2007-03-06 | 2008-03-31 |
| LEHIN SECURITIES LIMITED | Rep | 證券交易 | 2005-01-03 | 2007-02-26 |
| TISCO SECURITIES HONG KONG LIMITED | Rep | 就機構融資提供意見 | - | 2004-02-11 |
| Rep | 就證券提供意見 | - | 2004-02-11 | |
| Rep | 提供資產管理 | - | 2004-02-11 | |
| Rep | 證券交易 | - | 2004-12-16 |