| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| CMB INTERNATIONAL FUTURES LIMITED | Rep | 期貨合約交易 | 2025-12-02 | - |
| CMB International Securities Limited | Rep | 就證券提供意見 | 2025-12-02 | - |
| Rep | 證券交易 | 2025-12-02 | - | |
| China Galaxy International Futures (Hong Kong) Co., Limited | Rep | 期貨合約交易 | 2020-04-23 | 2025-10-16 |
| China Galaxy International Securities (Hong Kong) Co., Limited | Rep | 就證券提供意見 | 2020-03-23 | 2025-10-16 |
| Rep | 證券交易 | 2020-03-23 | 2025-10-16 | |
| CENTALINE WEALTH MANAGEMENT LIMITED | Rep | 提供資產管理 | 2019-11-19 | 2020-02-28 |
| CENTALINE SECURITIES LIMITED | Rep | 證券交易 | 2019-09-11 | 2020-02-28 |
| CENTALINE WEALTH MANAGEMENT LIMITED | Rep | 就證券提供意見 | 2019-09-11 | 2020-02-28 |
| Rep | 證券交易 | 2019-09-11 | 2020-02-28 | |
| KGI ASIA LIMITED | Rep | 就證券提供意見 | 2018-08-22 | 2019-06-27 |
| Rep | 證券交易 | 2017-10-03 | 2019-06-27 | |
| Rep | 證券交易 | 2017-02-02 | 2017-10-02 | |
| KGI FUTURES (HONG KONG) LIMITED | Rep | 期貨合約交易 | 2017-02-02 | 2019-06-27 |
| BOCOM International Securities Limited | Rep | 期貨合約交易 | 2009-07-20 | 2017-01-23 |
| Rep | 證券交易 | 2009-07-20 | 2017-01-23 | |
| Nerico Brothers Limited (HK) | Rep | 期貨合約交易 | 2009-05-11 | 2009-07-08 |
| Rep | 證券交易 | 2009-05-11 | 2009-07-08 | |
| RHB FUTURES HONG KONG LIMITED | Rep | 期貨合約交易 | 2007-10-18 | 2009-05-05 |
| RHB SECURITIES HONG KONG LIMITED | Rep | 證券交易 | 2007-10-18 | 2009-05-05 |
| CINDA INTERNATIONAL FUTURES LIMITED | Rep | 期貨合約交易 | 2007-03-16 | 2007-10-15 |
| CINDA INTERNATIONAL SECURITIES LIMITED | Rep | 證券交易 | 2007-03-16 | 2007-10-15 |
| Quam Securities Limited | Rep | 期貨合約交易 | 2004-11-16 | 2007-02-28 |
| Rep | 證券交易 | 2004-11-16 | 2007-02-28 | |
| HSBC BROKING FOREX (ASIA) LIMITED | Rep | 槓桿式外匯交易 | 2004-10-20 | 2004-10-29 |
| HSBC BROKING FUTURES (ASIA) LIMITED | Rep | 期貨合約交易 | 2004-08-24 | 2004-10-29 |
| HSBC BROKING SECURITIES (ASIA) LIMITED | Rep | 證券交易 | 2004-08-24 | 2004-10-29 |
| JEFFERIES BACHE (HONG KONG) LIMITED | Rep | 期貨合約交易 | 2004-04-20 | 2004-08-06 |
| FT Securities Limited | Rep | 證券交易 | 2003-09-24 | 2004-08-06 |
| RBC GLOBAL ASSET MANAGEMENT (ASIA) LIMITED | Rep | 就機構融資提供意見 | 2003-04-01 | 2003-09-22 |
| Rep | 就證券提供意見 | 2003-04-01 | 2003-09-22 | |
| Rep | 提供資產管理 | 2003-04-01 | 2003-09-22 | |
| Rep | 證券交易 | 2003-04-01 | 2003-09-24 |
已採集記錄中暫無金管局登記。